Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Martin is a financial professional with over 7 years of experience in the financial services industry. Kelly is currently registered with Wells Fargo Clearing Services, LLC and is licensed to offer securities and investment advice in North Carolina. Prior to joining Wells Fargo Clearing Services, LLC, Kelly was a registered representative with LPL Financial LLC and Tradeking. Kelly has passed the Series 7, Series 63, Series 52, Series 4, Series 53, Series 24, Series 99TO and the SIE exam. Kelly specializes in offering investment advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/18/2019 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
SC
02/12/2015 - 09/17/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
07/16/2013 - 01/26/2015
TRADEKING (CHARLOTTE NC)
BOTH
Issued 11/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/26/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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