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Kelly Marie Weis

Pruco Securities, LLC

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About Kelly Marie Weis

Kelly Marie Weis is a financial professional with over 20 years of experience in the financial services industry. Kelly has been with Pruco Securities, LLC. since 2017 and has a diverse background in financial planning and investments. Kelly is dedicated to helping clients achieve their financial goals, and has a strong commitment to providing personalized service. Kelly is registered in 51 states and 6 jurisdictions.

Firm Information

Kelly Weis is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kelly Weis’s Registration & Firm History

MN

02/12/2021 - Present

Pruco Securities, LLC (PLYMOUTH MN)

MN

04/16/2008 - 10/26/2017

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

MN

12/01/2006 - 10/15/2007

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

12/21/2005 - 12/01/2006

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

NY

05/03/2002 - 12/19/2005

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

04/16/2001 - 02/01/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/16/2001 - 02/01/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/01/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/20/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2003

Series 7 - General Securities Representative Examination

BC

Issued 04/11/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kelly Marie Weis. Review regulatory record here.
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