Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Marie Stokes is a financial advisor with Principal Securities, Inc. and has been in the industry since May 30, 1995. Kelly Stokes is a registered representative of Principal Securities, Inc. Kelly Stokes is also a registered investment advisor representative and has passed Series 6, 7, 24, 26, 51 and 65 exams. Kelly Stokes is located in Des Moines, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/31/1995 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
04/09/2012 - 08/07/2018
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
IA
Issued 03/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/22/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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