Unclaimed
Kelly Marie Stewart is a registered representative with Raymond James & Associates, Inc. based in Boulder, Colorado. Kelly has over 20 years of experience in the financial services industry, beginning in 2003. Kelly holds Series 6, 7, 63, and 66 licenses, along with the SIE exam. In addition to being a registered representative, Kelly is also a registered investment advisor with Raymond James & Associates, Inc. and has also been registered with J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., and BANC ONE SECURITIES CORPORATION. Kelly provides financial planning, portfolio management, and educational seminars to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/15/2021 - Present
Raymond James & Associates, Inc. (BOULDER CO)
CO
10/01/2012 - 04/01/2020
J.P. MORGAN SECURITIES LLC (BOULDER CO)
CO
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BOULDER CO)
IL
10/30/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 10/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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