Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Marie Smith is a financial advisor at Commonwealth Financial Network. Kelly has been in the industry since November 2014. Kelly is licensed in Connecticut. Kelly has a Series 6 and Series 63 license. Prior to joining Commonwealth Financial Network, Kelly was a financial advisor at ONEAMERICA SECURITIES, INC., Cambridge Investment Research, Inc., LPL Financial LLC, and MetLife Securities Inc. Kelly specializes in providing financial advice for individuals, families, businesses, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/04/2022 - Present
Commonwealth Financial Network (Middletown CT)
CT
10/27/2015 - 04/15/2021
ONEAMERICA SECURITIES, INC. (SOUTH WINDSOR CT)
CT
05/05/2015 - 09/29/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (MIDDLETOWN CT)
CT
11/12/2013 - 05/07/2015
LPL FINANCIAL LLC (MIDDLETOWN CT)
CT
05/15/2013 - 11/11/2013
METLIFE SECURITIES INC. (GLASTONBURY CT)
BC
Issued 06/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kelly Smith is the right advisor for you? Invested Better is here to help.
