Invested Better
Unclaimed

Unclaimed

Unclaimed

Kelly Marie Monaghan

UBS Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kelly? Claim Your Profile

About Kelly Marie Monaghan

Kelly Marie Monaghan is a registered representative with UBS Securities LLC, holding Series 79TO, SIE, and Series 63 licenses. Kelly Marie Monaghan's registration with FINRA is active. She has been in the industry since August 7, 2020, and her registration with the state of New York is approved. Kelly Marie Monaghan is currently located at 11 Madison Avenue in New York, NY.

Firm Information

Kelly Monaghan is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kelly Monaghan’s Registration & Firm History

NY

08/07/2020 - Present

UBS Securities LLC (New York NY)

Not sure if Kelly Marie Monaghan is right for you?

Licenses & Designations

BC

Issued 05/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/19/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Marie Monaghan.
Not sure if Kelly Marie Monaghan is right for you?