Unclaimed
Kelly Marie Monaghan is a registered representative with UBS Securities LLC, holding Series 79TO, SIE, and Series 63 licenses. Kelly Marie Monaghan's registration with FINRA is active. She has been in the industry since August 7, 2020, and her registration with the state of New York is approved. Kelly Marie Monaghan is currently located at 11 Madison Avenue in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/07/2020 - Present
UBS Securities LLC (New York NY)
BC
Issued 05/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/19/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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