Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly D'ambrosia is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kelly has been in the financial services industry since March 2003. Kelly has experience working with a wide range of clients including individuals, businesses, and institutions. Kelly offers a variety of financial services including investment management, financial planning, and retirement planning. Kelly is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/22/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBUS OH)
IL
06/01/2009 - 02/07/2013
MORGAN STANLEY (RIVERWOODS IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WINNETKA IL)
IL
06/30/2005 - 04/02/2007
MORGAN STANLEY DW INC. (BARRINGTON IL)
IL
02/14/2003 - 06/09/2005
ARBOR RESEARCH & TRADING, INC. (LAKE BARRINGTON IL)
IA
Issued 10/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/26/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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