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Kelly Lynn Luke

Pershing LLC

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About Kelly Lynn Luke

Kelly Lynn Luke is a financial professional with over 20 years of experience in the industry. Kelly is currently registered with Pershing LLC. Kelly has a strong track record of success in providing investment advice and financial planning services to clients. Kelly holds a variety of licenses and designations, including Series 6, 7, 24, 26, 63, and 65. Kelly has previously worked with firms such as USA Financial Securities Corporation, Citigroup Global Markets Inc., and M&T Securities, Inc.

Firm Information

Kelly Luke is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Luke’s Registration & Firm History

NJ

05/09/2014 - Present

Pershing LLC (JERSEY CITY NJ)

PA

01/31/2012 - 02/27/2014

USA FINANCIAL SECURITIES CORPORATION (WEST CHESTER PA)

PA

10/12/2007 - 12/08/2011

CITIGROUP GLOBAL MARKETS INC. (WARRINGTON PA)

PA

10/06/2003 - 09/27/2007

M&T SECURITIES, INC. (EXTON PA)

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Licenses & Designations

IA

Issued 10/08/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/23/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/02/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kelly Lynn Luke.
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