Unclaimed
Kelly Lynn Cornwell is a registered representative with Vanguard Marketing Corp. Kelly has been in the industry since June 30, 2003, and has experience in the securities industry. Kelly is licensed to sell securities in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/28/2014 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
12/04/2002 - 04/05/2012
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
07/09/2001 - 01/03/2003
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 08/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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