Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Lynn Baumbach is a financial advisor at Baker Tilly Wealth Management, LLC. Kelly has been in the financial services industry for over 20 years. Kelly specializes in providing investment advice and financial planning to individuals, families, and businesses. Kelly is a Certified Financial Planner™ professional and holds the Series 6, 7, 63, and 65 licenses. Kelly is also a registered representative of Baker Tilly Capital, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
07/22/2021 - Present
Baker Tilly Wealth Management, LLC (MADISON WI)
WI
03/29/2016 - 06/26/2020
WEALTHSPIRE CAPITAL, LLC (Madison WI)
WI
05/15/2002 - 08/16/2016
BAKER TILLY CAPITAL, LLC (MADISON WI)
AZ
10/26/2001 - 12/07/2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
IL
09/23/1999 - 02/01/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 08/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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