Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Lynn Babineaux is a financial advisor with over 20 years of experience in the industry. Kelly has held positions with JP Morgan Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America Investment Services, Inc. Kelly is currently registered with Wells Fargo Clearing Services, LLC and offers investment advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/25/2018 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
07/29/2016 - 05/23/2018
J.P. MORGAN SECURITIES LLC (Tomball TX)
TX
10/23/2009 - 07/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
TX
09/16/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (THE WOODLANDS TX)
IL
08/31/1999 - 09/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 06/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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