Unclaimed
Kelly Lloyd Martindale is a financial professional with over 20 years of experience in the industry. Kelly is currently registered with Empower Financial Services, Inc. and is licensed in North Carolina. Kelly holds a Series 6, Series 63 and SIE. Kelly's previous experience includes Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/04/2022 - Present
Empower Financial Services, Inc. (Raleigh NC)
NC
09/23/2003 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (RALEIGH NC)
BC
Issued 09/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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