Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly La voie is a financial advisor with LPL Financial LLC. Kelly has been in the financial services industry since 1999 and holds the Series 7, Series 31, Series 63, Series 65 and SIE licenses. Kelly is registered in the following states: District of Columbia, Florida, New York, Pennsylvania. Before joining LPL Financial LLC, Kelly was previously employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Kelly is a board member for the Town of Canandaigua Zoning Board of Appeals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/17/2020 - Present
LPL Financial LLC (CANANDAIGUA NY)
NY
05/19/2014 - 12/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSFORD NY)
NY
06/01/2009 - 05/27/2014
MORGAN STANLEY (CANANDAIGUA NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CANANDAIGUA NY)
NY
01/12/2005 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER NY)
NC
09/10/2004 - 12/01/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
04/16/2003 - 09/09/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
08/20/1999 - 04/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 06/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kelly La voie is the right advisor for you? Invested Better is here to help.
