Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Shreffler is a financial advisor with Robert W. Baird & Co. Inc., a firm based in Milwaukee, WI. Kelly has been in the industry since 2011 and has a broad range of experience, having worked with firms such as D.A. Davidson & Co. and UMB Distribution Services, LLC. Kelly holds the Series 6, 7, 24, 26, 63, and 79TO licenses. Kelly specializes in investment banking, financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/03/2023 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
MT
01/23/2023 - 04/03/2023
D.A. DAVIDSON & CO. (GREAT FALLS MT)
WI
05/02/2017 - 01/23/2023
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
01/09/2013 - 04/24/2017
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
WI
01/12/2011 - 07/17/2012
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
BC
Issued 08/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/22/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/14/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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