Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Francis is a financial professional with over 17 years of experience in the financial services industry. Kelly has a Series 6, 7, 63 and 65 license and is registered to provide investment advisory services in several states including Texas, Illinois and Oklahoma. Kelly works with individuals, families and businesses to develop personalized financial plans and investment strategies to help achieve their financial goals. Kelly currently works at LPL Financial LLC and previously worked at BBVA Securities Inc. and Guaranty Brokerage Services, Inc. Kelly's areas of expertise include retirement planning, college savings, investment management and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/12/2015 - Present
LPL Financial LLC (ENNIS TX)
TX
05/16/2013 - 06/12/2015
BBVA SECURITIES INC. (KAUFMAN TX)
TX
02/09/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (ENNIS TX)
TX
03/07/2006 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (KAUFMAN TX)
IA
Issued 12/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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