Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Kenneth Jay is a financial advisor with over 44 years of experience in the industry. Kelly Jay is currently registered with UBS Financial Services Inc. and has been with the firm since November 2008. Prior to that, Kelly Jay worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and DEAN WITTER REYNOLDS INC. Kelly Jay has held licenses in a variety of states, including California, Nevada, Tennessee, and Texas. Kelly Jay specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/05/2015 - Present
UBS Financial Services Inc. (WALNUT CREEK CA)
CA
02/20/1980 - 11/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKLAND CA)
NA
02/24/1978 - 03/15/1980
DEAN WITTER REYNOLDS INC.
NA
09/01/1977 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 01/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1977
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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