Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Joseph Carter is a Registered Investment Advisor. Kelly is currently registered with Creativeone Wealth, LLC and Advisor Alliance, LLC. Kelly has been in the industry since 12/18/1991. Kelly holds the Series 6, 7, 24 and 63 securities licenses, as well as the Series 65 investment adviser license. Kelly has been registered with the state of California since 5/11/2017 and Colorado since 5/15/2023. Kelly is affiliated with Creativeone Wealth, LLC, which has 188 Investment Adviser Representatives and 169 Licensed Agents. Kelly is also affiliated with Advisor Alliance, LLC. The firm provides advisory services including Financial Planning, Portfolio Management for Individuals, Portfolio Management for Investment Companies, and other investment-related services. The firm also offers Educational Seminars and Publication of Periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sub adviser services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Sub-adviser fees/solicitor fees
1
2
CA
01/01/2025 - Present
Creativeone Wealth, LLC (CARLSBAD CA)
CA
06/02/1997 - 09/08/1997
CAPSTONE INVESTMENTS (SAN DIEGO CA)
CA
11/08/1996 - 08/14/1997
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/03/1996 - 11/19/1996
INTERNATIONAL SECURITIES GROUP, INC. (SAN DIEGO CA)
NY
12/18/1991 - 04/01/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/18/1991 - 04/01/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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