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Kelly Johnson

Charles Schwab Investment Management, Inc.

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About Kelly Johnson

Kelly Johnson is an investment advisor representative at Charles Schwab Investment Management, Inc.. Kelly has been in the industry since 2001 and has experience in various areas, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Kelly is also a Chartered Financial Analyst. Prior to joining Charles Schwab Investment Management, Inc., Kelly worked at PIMCO Investments LLC and CHARLES SCHWAB & CO., INC.

Firm Information

Kelly Johnson is currently registered with Charles Schwab Investment Management, Inc.. Charles Schwab Investment Management, Inc. is an investment advisor headquartered in San Francisco, California. With over $1 trillion in regulatory assets under management, the firm provides portfolio management services for individuals, investment companies, businesses, and pooled investment vehicles. They also offer selection of other advisers.
Charles Schwab Investment Management, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

$1.10T

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Costs

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Kelly Johnson’s Registration & Firm History

CA

01/15/2021 - Present

Charles Schwab Investment Management, Inc. (SAN FRANCISCO CA)

CA

03/23/2020 - 01/15/2021

CHARLES SCHWAB & CO., INC. (Newport Beach CA)

CA

03/25/2016 - 06/08/2017

CHARLES SCHWAB & CO., INC. (NEWPORT BEACH CA)

NY

01/27/2015 - 01/08/2016

RIM SECURITIES LLC (NEW YORK NY)

CA

02/14/2011 - 01/20/2015

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

CA

09/04/2001 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

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Licenses & Designations

BOTH

Issued 12/04/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2001

Series 3 - National Commodity Futures Examination

BC

Issued 08/31/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Kelly Johnson. Review regulatory record here.
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