Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Nelson is a financial professional with over 27 years of experience in the financial services industry. Kelly is a registered representative and investment advisor representative. Kelly has passed the Series 4, 7, 63, and 65 exams and holds a SIE license. Kelly has been registered with Cetera Investment Advisers LLC since June 2023. Prior to that, Kelly was registered with First Financial Equity Corporation from June 2012 to April 2022 and RBC Capital Markets, LLC from April 1999 to July 2012. Kelly is currently active in Montana and Texas. Kelly has also been registered with the states of Arizona, California, Idaho, Oregon, South Dakota, Utah, Washington, and Wyoming. Kelly is affiliated with FFEC Wealth Partners and Cetera Advisor Networks LLC in addition to Cetera Investment Advisers LLC.
Billings, MT
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
06/29/2023 - Present
Cetera Investment Advisers LLC (Billings MT)
MT
06/27/2012 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (BILLINGS MT)
MT
04/05/1999 - 07/05/2012
RBC CAPITAL MARKETS, LLC (BILLINGS MT)
RI
09/28/1995 - 03/16/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 5/4/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/2/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/3/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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