Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Joe Gummere is a registered representative with Hilltop Securities Inc. Kelly Joe Gummere has been in the industry since 2001. Kelly Joe Gummere is licensed in 53 states and has a Series 7, Series 63, and Series 79TO license. Kelly Joe Gummere has previous experience with Stifel, Nicolaus & Company, Incorporated, Vining-Sparks IBG, LLC, ICBA Securities, SunTrust Capital Markets, Inc., and NBC Capital Markets Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TN
06/30/2022 - Present
Hilltop Securities Inc. (Memphis TN)
TN
04/22/2022 - 06/16/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
07/28/2006 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
08/25/2006 - 12/17/2019
ICBA SECURITIES (MEMPHIS TN)
TN
02/22/2005 - 08/08/2006
SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)
TN
05/03/2001 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 05/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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