Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Jocoy is a financial advisor with Hilltop Securities Inc. Kelly has been in the industry since 1984 and has a strong track record of success in providing financial guidance to individuals and families. Kelly specializes in financial planning, portfolio management, and educational seminars. She also holds licenses for both Series 7 and Series 63 and is a registered representative with FINRA and registered in 53 states and the District of Columbia. Prior to working at Hilltop Securities Inc., Kelly worked for several other well-known firms, including Raymond James & Associates, Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
03/06/2018 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
CA
07/28/2016 - 02/28/2018
RAYMOND JAMES & ASSOCIATES, INC. (THOUSAND OAKS CA)
CA
10/21/2015 - 07/07/2016
HILLTOP SECURITIES INC. (ENCINO CA)
CA
01/29/1994 - 10/30/2015
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
05/21/1993 - 01/28/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/07/1993 - 05/20/1993
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
12/23/1991 - 04/02/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
MN
12/22/1988 - 02/27/1991
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
NY
09/20/1984 - 12/23/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kelly Jocoy is the right advisor for you? Invested Better is here to help.
