Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Jo Huerta is a financial professional with over 15 years of experience in the industry. Kelly is currently registered with CTC, LLC and has previously been registered with Ronin Professional LLC, Ronin Capital, LLC and Ronin Trading, LLC. Kelly has passed the Series 27 and the SIE exam. Kelly Jo Huerta holds a Financial and Operations Principal Examination and a Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/21/2020 - Present
CTC, LLC (CHICAGO IL)
IL
11/27/2006 - 09/10/2020
RONIN PROFESSIONAL LLC (CHICAGO IL)
IL
08/21/2006 - 07/30/2020
RONIN CAPITAL, LLC (CHICAGO IL)
IL
04/02/2008 - 03/19/2010
RONIN TRADING, LLC (CHICAGO IL)
BC
Issued 01/24/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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