Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Jo Goreham has been in the financial services industry since October 1997. Kelly is currently registered with Cetera Investment Advisers LLC, a firm with offices in Schaumburg, IL and Waterloo, IA. Kelly also has a prior registration with CUNA Brokerage Services, Inc., where Kelly was based in Waterloo, IA, until January 2012. Kelly has passed Series 6, 7, 63, and 65 exams as well as the SIE exam. Kelly works with individuals, high-net-worth individuals, families, corporations, trusts, pension and profit-sharing plans, and charitable organizations. In addition to investment advice, Kelly also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
03/21/2024 - Present
Cetera Investment Advisers LLC (WATERLOO IA)
IA
10/31/1997 - 01/03/2012
CUNA BROKERAGE SERVICES, INC. (WATERLOO IA)
IA
Issued 12/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kelly Goreham is the right advisor for you? Invested Better is here to help.
