Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly McWilliams is a financial professional with over 25 years of experience in the industry. Kelly is a registered representative with Goldman Sachs & Co. LLC and has previously held positions with SLK-HULL DERIVATIVES LLC, GOLDMAN, SACHS & CO., GOLDMAN SACHS EXECUTION & CLEARING, L.P., and FIRST OPTIONS OF CHICAGO, INC. Kelly holds several licenses and certifications including Series 7, Series 10, Series 24, Series 55, Series 57TO, Series 99TO, and the SIE. Kelly is also registered in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
12/12/2005 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
NY
06/07/2005 - 12/01/2005
SLK-HULL DERIVATIVES LLC (NEW YORK NY)
NY
09/18/1996 - 07/07/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/09/2001 - 06/24/2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
IL
11/28/2001 - 06/25/2004
FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)
BC
Issued 01/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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