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Kelly Jean Kratz

Fidelity Brokerage Services LLC

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About Kelly Jean Kratz

Kelly Jean Kratz is a financial advisor with over 20 years of experience in the industry. Kelly is registered with Fidelity Brokerage Services LLC, a well-established firm. Kelly's experience spans across various firms, including Security Distributors, TIAA-CREF Individual & Institutional Services, LLC, and Waddell & Reed, Inc. Kelly holds Series 6, 7, 63, and 65 licenses, along with the Securities Industry Essentials Examination (SIE). Kelly is licensed to provide financial advice in several states including Alaska, California, Kansas, Louisiana, New Mexico, Oklahoma, Rhode Island, and Texas.

Firm Information

Kelly Kratz is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Kratz’s Registration & Firm History

TX

10/25/2021 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

KS

06/29/2017 - 09/13/2021

SECURITY DISTRIBUTORS (TOPEKA KS)

KS

04/27/2007 - 01/25/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LAWRENCE KS)

KS

05/02/2003 - 04/19/2007

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

KS

01/23/1998 - 05/30/2001

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

KS

10/13/1994 - 01/24/1996

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 10/20/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/04/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/12/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kelly Jean Kratz.
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