Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Daly has been in the financial services industry since 1986. Kelly is currently registered with The Leaders Group, Inc. Kelly is licensed in Connecticut, New York and Washington. Prior to joining The Leaders Group, Inc., Kelly was registered with Fairport Capital, Inc. and Tower Square Securities, Inc.. Kelly holds the Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/05/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AZ
11/09/2005 - 09/09/2013
FAIRPORT CAPITAL, INC. (SCOTTSDALE AZ)
CA
08/17/2001 - 11/14/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
AZ
04/08/1998 - 08/16/2001
FAIRPORT CAPITAL, INC. (SCOTTSDALE AZ)
CO
08/13/1997 - 12/09/1997
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
08/09/1993 - 07/09/1997
BANNON & WHITNEY, INC. (WEST HARTFORD CT)
NA
09/13/1985 - 08/02/1993
C.A.L. INVESTMENT SERVICES INC. (SASKATCHEWAN S4P 3B1 )
BC
Issued 11/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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