Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly J Harrington is a financial advisor who has been working in the industry since 1997. Kelly is currently registered with Transamerica Capital, Inc. in Denver, CO. Kelly has a strong track record of experience with various firms including E*TRADE Securities LLC, TCADVISORS NETWORK INC., CRESTONE SECURITIES LLC, and FOUNDERS ASSET MANAGEMENT LLC. Kelly has passed the General Securities Representative Examination (Series 7), General Securities Principal Examination (Series 24), Securities Industry Essentials Examination (SIE), and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/20/2020 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
02/13/2020 - 05/19/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
07/06/2009 - 04/09/2018
TCADVISORS NETWORK INC. (CENTENNIAL CO)
CO
06/08/2007 - 04/29/2008
CRESTONE SECURITIES LLC (BOULDER CO)
CO
02/03/2000 - 12/13/2002
FOUNDERS ASSET MANAGEMENT LLC (DENVER CO)
CO
05/01/1995 - 01/31/2000
MERIDIAN CLEARING CORP. (GREENWOOD VILLAGE CO)
CO
11/14/1991 - 05/21/1993
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
CO
07/18/1990 - 12/14/1990
NATIONAL SECURITIES NETWORK, INC. (ENGLEWOOD CO)
NA
09/25/1989 - 05/24/1990
CENTURY FINANCIAL SECURITIES, INC.
NA
02/01/1990 - 04/30/1990
THE OXFORD GROUP, INC.
NA
10/11/1988 - 11/17/1988
STATE STREET SECURITIES, INC.
NA
12/10/1987 - 08/16/1988
CHELSEA SECURITIES, INC.
NA
10/16/1986 - 10/22/1987
MARSHALL DAVIS, INC.
NA
09/26/1986 - 11/25/1986
JB POWER SECURITIES
NA
05/24/1985 - 05/27/1986
ALLISON SECURITIES CORPORATION
BC
Issued 12/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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