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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Cartier is an investment advisor representative with Cambridge Investment Research Advisors, Inc., located in Clermont, FL. Kelly has been in the industry since 1997 and has experience in both the brokerage and investment advisory fields. Kelly has earned several industry designations, including the Certified Financial Planner™ designation. Kelly has several industry licenses, including the Series 7, 24, and 63 licenses. Kelly holds registrations in over 20 states. Kelly is a strong advocate for client-centric financial planning and provides investment advisory services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
01/03/2018 - Present
Cambridge Investment Research Advisors, Inc. (CLERMONT FL)
FL
01/01/2008 - 07/28/2009
WELLS FARGO ADVISORS, LLC (CLERMONT FL)
FL
10/13/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CLERMONT FL)
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/28/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 04/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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