Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Plott is a financial professional with over 30 years of experience in the financial services industry. Kelly is currently registered with Allstate Financial Services, LLC and holds Series 6, 63, and SIE licenses. Kelly has previously been registered with New England Securities and W.S. Griffith & Co., Inc.. Kelly's registration history includes North Carolina, South Carolina, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/07/2003 - Present
Allstate Financial Services, LLC (Charlotte NC)
NY
05/08/1998 - 07/23/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
02/22/1993 - 04/24/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 03/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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