Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Harrington is a financial advisor registered with UBS Financial Services Inc. and has been in the industry since April 6, 2013. Kelly is licensed to provide investment advisory services in Pennsylvania. Kelly has a Series 6, 7, 99, SIE and 66 license and is registered with the Financial Industry Regulatory Authority (FINRA). Kelly is also registered to provide investment advisory services in 19 states. Kelly has been associated with UBS Financial Services Inc. since February 2020. Before that, Kelly was with Bill Few Securities Inc. and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
07/22/2020 - Present
UBS Financial Services Inc. (SEWICKLEY PA)
PA
09/30/2014 - 02/06/2020
BILL FEW SECURITIES, INC. (PITTSBURGH PA)
IA
03/15/2002 - 10/17/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 07/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2014
Series 99 - Operations Professional Examination
BC
Issued 03/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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