Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Haralambie Cobb is a financial advisor registered with Morgan Stanley. Kelly has been in the financial services industry since 2001. Kelly is registered in 53 states and Washington D.C. for Broker-Dealer services and in 2 states for Investment Advisor services. Kelly has held previous positions at Foreside Fund Services, LLC, RBC Capital Markets, LLC, J.P. Morgan Securities Inc., J.P. Morgan Clearing Corp., and Neuberger Berman, LLC. Kelly is a Registered Representative (Series 7, Series 6, Series 63, and Series 7TO), and a General Securities Sales Supervisor (Series 9 and Series 10). Kelly specializes in providing financial planning, asset allocation advice, and portfolio management for individuals, businesses, investment companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
11/28/2022 - Present
Morgan Stanley (ATLANTA GA)
GA
05/22/2019 - 02/24/2022
FORESIDE FUND SERVICES, LLC (Atlanta GA)
GA
06/14/2010 - 09/25/2013
RBC CAPITAL MARKETS, LLC (ATLANTA GA)
GA
09/07/2006 - 06/21/2010
J.P. MORGAN SECURITIES INC. (ATLANTA GA)
GA
09/07/2006 - 12/31/2008
J.P. MORGAN CLEARING CORP. (ATLANTA GA)
GA
02/23/2001 - 08/08/2006
NEUBERGER BERMAN, LLC (ATLANTA GA)
MO
10/01/2000 - 02/20/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/16/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 11/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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