Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Graham is a financial advisor at B. Riley Wealth Advisors, Inc. Kelly has over 35 years of experience in the financial services industry. Kelly has been a registered representative with FINRA since 1987. Kelly holds Series 3, 7, 8, 9, 10, 63, and 66 licenses, as well as a SIE designation. Kelly specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and charitable organizations. Kelly's previous employers include UBS Financial Services Inc., Wunderlich Securities, Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
07/27/2022 - Present
B. Riley Wealth Advisors, Inc. (Hermitage TN)
TN
07/11/2001 - 07/21/2016
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
NY
08/25/1989 - 07/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/27/1987 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BOTH
Issued 12/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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