Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Compton is a financial advisor registered with LPL Financial LLC and Satx Wealth Management LLC in Texas. Kelly has been in the industry for over 15 years and has a Series 7, Series 31, and Series 66 license. Kelly offers financial planning, portfolio management, and consulting services to individuals, businesses, and retirement plans. Kelly is also the owner of Kelly Compton Investments LLC, a registered investment advisor. Kelly is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
08/01/2024 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
05/24/2013 - 11/17/2015
PURSHE KAPLAN STERLING INVESTMENTS (SAN ANTONIO TX)
TX
06/30/2009 - 05/24/2013
WFG INVESTMENTS, INC. (SAN ANTONIO TX)
TX
10/13/2008 - 07/01/2009
WUNDERLICH SECURITIES, INC. (SAN ANTONIO TX)
TX
05/12/2006 - 10/10/2008
PURSHE KAPLAN STERLING INVESTMENTS (SAN ANTONIO TX)
TX
05/31/2005 - 05/19/2006
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (LUBBOCK TX)
NY
03/07/2001 - 06/01/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 03/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2015
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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