Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Richards is a financial advisor who has been in the industry since 2005. Kelly is currently registered with Allworth Financial, LP. Previously, Kelly was registered with First Allied Securities, Inc., Raymond James & Associates, Inc., Capital Investment Group, Inc., Chase Investment Services Corp. and Banc One Securities Corporation. Kelly holds the Series 6, Series 7, Series 63 and Series 65 licenses and is licensed to provide investment advice in over 30 states. Kelly also has experience providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2021 - Present
Allworth Financial, LP (FOLSOM CA)
AZ
04/22/2015 - 11/02/2021
FIRST ALLIED SECURITIES, INC. (Scottsdale AZ)
AZ
03/27/2015 - 04/27/2015
RAYMOND JAMES & ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
06/09/2014 - 04/07/2015
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
AZ
11/30/2010 - 06/13/2014
CAPITAL INVESTMENT GROUP, INC. (SCOTTSDALE AZ)
AZ
07/06/2005 - 09/02/2010
CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)
IL
03/03/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 06/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kelly Richards is the right advisor for you? Invested Better is here to help.
