Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ferguson is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kelly has been in the industry since April 13, 2005 and is registered to provide investment advice in Illinois and Texas. Kelly previously worked at WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC, MORGAN STANLEY, and CITIGROUP GLOBAL MARKETS INC. Kelly holds the Series 63, Series 7, and SIE securities licenses. Kelly specializes in investments in stocks, bonds, mutual funds, variable annuities, and ETFs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IL
12/05/2016 - 11/15/2017
WELLS FARGO CLEARING SERVICES, LLC (NORTHBROOK IL)
IL
09/16/2016 - 11/30/2016
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/01/2009 - 09/09/2016
MORGAN STANLEY (CHICAGO IL)
IL
06/13/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
06/30/2004 - 09/28/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kelly Ferguson is the right advisor for you? Invested Better is here to help.
