Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Felch is a registered representative with Clsa Americas, LLC and has been in the industry since September 25, 2007. Kelly holds Series 7, Series 55, Series 63, Series 57TO and SIE licenses. Kelly is registered in California, Florida, New York, Texas, Virginia and Washington. Kelly was previously registered with CREDIT AGRICOLE SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Referrals to others; research product & arrangement and referral service
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
Negotiated rates for research product
1
2
NY
02/15/2013 - Present
Clsa Americas, LLC (NEW YORK NY)
NY
09/25/2007 - 06/11/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 11/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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