Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Sullivan is a financial advisor at First Citizens Investor Services, Inc. Kelly has been working in the financial services industry since 1997. Kelly holds the Series 6, 7, 24, 63 and 65 licenses and specializes in providing financial advice to individuals, families, and businesses. Kelly has been registered in North Carolina since 2018 and is also registered in several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/24/2018 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
NC
12/19/2012 - 12/08/2017
CUSO FINANCIAL SERVICES, L.P. (RALEIGH NC)
NC
09/07/2011 - 12/04/2012
PARK AVENUE SECURITIES LLC (RALEIGH NC)
RI
07/01/2009 - 08/17/2011
H. BECK, INC. (COVENTRY RI)
PA
07/02/2007 - 04/08/2009
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
RI
11/06/1997 - 06/08/2007
CCO INVESTMENT SERVICES CORP. (SMITHFIELD RI)
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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