Unclaimed
Kelly Elizabeth Weber is a financial advisor with Neuberger Berman BD LLC, where she has been employed since October 2014. Kelly holds the Series 63, Series 7, and SIE licenses. Kelly has been in the industry since May 20, 2014. Kelly is a Chartered Financial Analyst. Kelly is registered with the states of Illinois and New York. Kelly has previously been registered with U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
03/22/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
IL
12/11/2009 - 08/13/2010
U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)
BC
Issued 01/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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