Unclaimed
Kelly Elizabeth Gough is a registered investment advisor representative at Charles Schwab & CO., Inc. based in Tysons Corner, VA. Kelly Elizabeth Gough has been in the industry since March 2013. Kelly Elizabeth Gough is licensed to provide investment advice in several states. Kelly Elizabeth Gough holds the Series 7, Series 63, and Series 66 securities licenses. Kelly Elizabeth Gough also holds the Securities Industry Essentials Examination (SIE) certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
VA
04/22/2015 - Present
Charles Schwab & CO., Inc. (Tysons Corner VA)
BOTH
Issued 04/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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