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Kelly Elaine Zembo

Nationwide Investment Services Corp.

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About Kelly Elaine Zembo

Kelly Elaine Zembo is a registered representative with Nationwide Investment Services Corp. Kelly has been in the financial services industry for over 20 years, having started on April 3rd, 2002. Kelly holds a Series 6, 7, 24, and 63 licenses. Kelly has been with Nationwide Investment Services Corp. since September 22, 2010. Kelly was previously registered with NATIONWIDE SECURITIES, LLC, 1717 CAPITAL MANAGEMENT COMPANY, and BISYS FUND SERVICES LIMITED PARTNERSHIP.

Firm Information

Kelly Zembo is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Zembo’s Registration & Firm History

OH

09/22/2010 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

08/01/2008 - 09/07/2010

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

OH

05/19/2008 - 08/01/2008

1717 CAPITAL MANAGEMENT COMPANY (COLUMBUS OH)

OH

07/24/2003 - 04/09/2007

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

ME

08/02/2000 - 01/13/2003

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

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Licenses & Designations

BC

Issued 11/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2008

Series 7 - General Securities Representative Examination

BC

Issued 08/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Elaine Zembo.
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