Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Dissette Maumenee is a financial advisor with Robert W. Baird & Co. Inc. located in Hendersonville, NC. Kelly has been in the financial services industry since 2002. Kelly is registered with the state of North Carolina, as well as many other states including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Wisconsin and Wyoming. Kelly holds the Series 7, Series 63, and Series 65 securities licenses, as well as the SIE exam. Kelly previously worked for J.J.B. HILLIARD, W.L. LYONS, LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Hendersonville NC)
NC
02/20/2013 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (HENDERSONVILLE NC)
NC
10/01/2003 - 02/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HENDERSONVILLE NC)
BC
Issued 10/07/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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