Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Harmon is a registered representative with Northwestern Mutual Investment Services, LLC in Indianapolis, Indiana. Kelly has been in the financial services industry since 2014. Kelly Harmon holds the Series 63, Series 7, Series 9 and SIE licenses. Kelly has been registered with First Allied Securities, Inc. and Charles Schwab & Co., Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
08/05/2022 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
IN
09/12/2017 - 07/18/2022
FIRST ALLIED SECURITIES, INC. (INDIANAPOLIS IN)
IN
06/03/2014 - 09/12/2017
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
BC
Issued 02/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kelly Harmon is the right advisor for you? Invested Better is here to help.
