Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Dean Brown is a financial advisor with Wedbush Securities Inc. Kelly is licensed to provide investment advice in 13 states including California, Arizona and Colorado. Kelly has been a financial advisor for over 39 years and has held previous roles at firms such as Mutual Securities, Inc., Brookstreet Securities Corporation and First Securities USA, Inc. Kelly specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/30/2020 - Present
Wedbush Securities Inc. (LAKEPORT CA)
CA
07/10/2007 - 06/30/2020
MUTUAL SECURITIES, INC. (Lakeport CA)
CA
04/05/2004 - 07/12/2007
BROOKSTREET SECURITIES CORPORATION (PLEASANT HILL CA)
CA
11/05/1999 - 05/21/2004
FIRST SECURITIES USA, INC. (IRVINE CA)
CA
08/03/1989 - 11/05/1999
FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)
CA
01/03/1989 - 11/06/1989
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
NA
02/03/1986 - 01/07/1989
FIRST AFFILIATED SECURITIES, INC.
CA
09/27/1982 - 01/07/1989
FIRST AFFILIATED SECURITIES, INC. (SAN DIEGO CA)
NA
02/12/1985 - 02/06/1986
ASSOCIATED PLANNERS SECURITIES CORPORATION
BC
Issued 07/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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