Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Christine Ruoff is a financial advisor at Robert W. Baird & Co. Inc. Kelly is registered in Minnesota and Wisconsin. Kelly has been in the financial services industry since 2009. Kelly has experience working with individuals, families, trusts, businesses, institutions, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
10/31/2019 - Present
Robert W. Baird & Co. Inc. (St Paul MN)
MN
11/21/2017 - 10/31/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
02/06/2017 - 11/07/2017
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
10/19/2016 - 01/06/2017
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
NE
05/25/2012 - 06/03/2016
COR CLEARING LLC (OMAHA NE)
NE
11/11/2010 - 05/14/2012
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
12/11/2008 - 11/11/2010
TD AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 05/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kelly Ruoff is the right advisor for you? Invested Better is here to help.
