Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Christine Hall is a financial advisor with over 8 years of experience in the financial services industry. Kelly currently works at Wells Fargo Clearing Services, LLC and previously worked at firms such as Ameriprise Financial Services, LLC, Cetera Advisors LLC, Raymond James Financial Services, Inc. and Charles Schwab & Co., Inc.. Kelly is registered with FINRA as a General Securities Representative and holds several licenses including Series 63, Series 7, Series 9, and Series 10. Kelly is also a licensed financial advisor in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/27/2024 - Present
Wells Fargo Clearing Services, LLC (PHOENIX AZ)
AZ
02/27/2023 - 03/18/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Peoria AZ)
AZ
09/13/2022 - 11/18/2022
CETERA ADVISORS LLC (SCOTTSDALE AZ)
AZ
08/18/2021 - 11/19/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
AZ
06/08/2015 - 06/08/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
BC
Issued 07/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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