Unclaimed
Kelly Catherine Fey is a licensed securities professional in Colorado. Kelly Catherine Fey holds the Series 63, Series 7, Series 24 and Series 99TO licenses. Kelly Catherine Fey has been working in the securities industry since November 27, 2017. Kelly Catherine Fey is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/19/2023 - Present
Robinhood Securities, LLC (Denver CO)
PA
11/28/2017 - 03/17/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/14/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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