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Kelly Blake Rogers

Barclays Capital Inc.

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About Kelly Blake Rogers

Kelly Blake Rogers is a financial professional with over 10 years of experience in the securities industry. Kelly has worked with Barclays Capital Inc. since September 2015. Prior to that, Kelly was registered with RBS Securities Inc. and Banc of America Securities LLC. Kelly holds the Series 7, Series 63 and SIE licenses. Kelly's current registration with Barclays Capital Inc. is active in all states except Iowa. Kelly is a valuable addition to the team at Barclays Capital Inc.

Firm Information

Kelly Rogers is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Rogers’s Registration & Firm History

CA

09/04/2015 - Present

Barclays Capital Inc. (SAN FRANCISCO CA)

CA

07/16/2008 - 08/19/2015

RBS SECURITIES INC. (SAN FRANCISCO CA)

CA

09/26/2006 - 07/18/2008

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kelly Blake Rogers.
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