Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Barron Thomson has been active in the financial services industry since May 8, 2000. Kelly is currently registered with Fidelity Brokerage Services LLC, a firm headquartered in Westlake, Texas. Kelly holds Series 6, 7, and 63 licenses as well as the SIE exam. Kelly is registered in all 52 states and the District of Columbia. Prior to joining Fidelity, Kelly was employed by Transamerica Investors Securities Corporation and Transamerica Securities Sales Corporation in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
09/02/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CA
02/01/2003 - 04/09/2018
TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)
CA
12/16/1999 - 02/01/2003
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 12/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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