Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Anne Fielding is a financial advisor at SPC, a firm based in ANN ARBOR, MI. Kelly has been in the financial industry since 2001 and has experience with a variety of firms. Kelly is registered with the state of Michigan as a broker and investment advisor representative. Kelly holds the Series 7, 10, 24, 63, 66, 99, and SIE licenses. Kelly specializes in providing financial planning, portfolio management, and consultation services. Kelly also offers educational seminars to help individuals and businesses understand their financial options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/03/2022 - Present
SPC (ANN ARBOR MI)
MI
07/08/2021 - 11/27/2021
J.P. MORGAN SECURITIES LLC (FOWLERVILLE MI)
MI
06/13/2019 - 06/16/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OKEMOS MI)
MI
07/28/2017 - 06/14/2019
WELLS FARGO CLEARING SERVICES, LLC (EAST LANSING MI)
MI
11/11/2016 - 03/07/2017
CFD INVESTMENTS, INC. (Holt MI)
MI
12/09/2015 - 11/01/2016
WELLS FARGO ADVISORS, LLC (EAST LANSING MI)
MI
08/12/2010 - 12/14/2015
LPL FINANCIAL LLC (HOWELL MI)
MI
05/28/2003 - 08/05/2010
EDWARD JONES (HOWELL MI)
OH
06/19/2002 - 08/07/2002
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MN
03/23/2000 - 03/25/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/23/2000 - 03/25/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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