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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Anne Baumgartner is a financial advisor who has been in the industry since April 11, 2008. Kelly Anne is currently registered with Morgan Stanley and has been with the firm since November 2014. Prior to that, Kelly Anne worked at UBS Financial Services Inc. Kelly Anne has passed the Series 7, Series 66 and the SIE exams. Kelly Anne holds the Certified Financial Planner designation. Kelly Anne specializes in working with high-net-worth individuals, investment companies, charitable organizations, pension and profit-sharing plans and insurance companies. Kelly Anne has a broad base of experience in providing financial planning, portfolio management and selection of other advisors. Kelly Anne is registered in 35 states, including Michigan, Texas, Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Illinois, Indiana, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
02/19/2020 - Present
Morgan Stanley (Saginaw MI)
MI
04/11/2008 - 11/17/2014
UBS FINANCIAL SERVICES INC. (GRAND BLANC MI)
BOTH
Issued 04/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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